Regulatory Compliance Advisor

Robert Walters

  • Auckland

Salary Negotiable
Location Auckland
Consultant Joe Whitfield
JobRef 1617310/001

A bank with operations throughout New Zealand is looking for an experienced, pragmatic and resilient compliance professional to lift the bar in terms of the bank’s compliance maturity.

You will support the Head of Compliance Risk in a Line 2 capacity and provide insight, oversight and advice and drive a strong risk culture across the bank. 

Key Responsibilities: 

  • Supporting the Head of Compliance in the development and oversight of an effective compliance programme that provides coverage over all of the bank’s relevant compliance obligations, including ownership of their Compliance Risk Management standards.
  • Development of effective relationships with key stakeholders to create a strong compliance culture
  • Embed Three Lines of Accountability model. Provide advice and guidance in order to “bring compliance to life” across the business in a simple, compelling and impactful way.
  • Lead appropriate control and assurance activities to ensure the bank maintains an effective control environment over a wide array of regulatory responsibilities.

Key Requirements:

Ideally Line 2 banking compliance experience with significant involvement in FSLAA and appropriate financial advice regimes
Generalist Line 2 banking compliance experience 
Non-banking financial institution compliance experience.

Robert Walters endeavours to review all applications in a maximum of five working days. If you have not received correspondence within this timeframe please do not hesitate to contact Joe Whitfield on 09 374 7340.


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